WAM, Werlinich Asset Management, Independent, Fee Only, Investment Advisor, Money Manager, RIA, Financial Planner

Part 2A of Form ADV Part 2A of Form ADV is filed by Werlinich Asset Management each year with the Securities and Exchange Commission (SEC). WAM is required to provide ADV parts 2A and 2B annually to its clients and to all prospective clients. Part 2A details all of the business practices, fee schedules, disclosures and background information on the company.
Part 2B of Form ADV Part 2B is a brief supplement to Part 2A.
Client Contract - Discretionary Management This is WAM's contract to provide discretionary investment management services.
Client Contract - Consulting This is WAM's contract to provide hourly consulting services.
Contract - 529 and 401(k) accounts This is WAM's contract to provide investment or consultative services for Section 529 and 401(k) accounts.
Client Objectives We request that all prospective clients fill out this two-page questionnaire. All information is kept strictly confidential.
Risk Tolerance Profile We request that all prospective clients complete this profile to help us gauge your tolerance for investment risk. All information is kept strictly confidential.
New Account Application Use this form to open a new account at TD Ameritrade.
Account Transfer Use this form to transfer accounts from another broker or mutual fund to TD Ameritrade.
Checking and Debit Card Application Use this form to enable checking-writing or debit card access from your TD Ameritrade account.
Limited Power of Attorney Use this form to either transfer assets held in the retail to the institutional side of TD Ameritrade or to authorize WAM to debit fees from your managed account.
Margin Agreement Use this form to set up a margin loan agreement with TD Ameritrade.
Direct Deposit Application Use this form to set up a direct deposit of funds directly from your paycheck to your TD Ameritrade account.
Money Transfer Plan Use this form to set up a monthly or quarterly transfer of funds between your bank account and your account at TD Ameritrade.
Instructions for wiring funds from your account Use this form to deliver instructions to wire funds from your TD Ameritrade account to your bank account.
Account Update Form Use this form to update an account at TD Ameritrade. For example, you may add or delete a signer from an account.
Beneficiary Designation Use this form to designate a beneficiary for your account with TD Ameritrade.
IRA Application Use this form to open up a Traditional, Rollover, Roth, SEP or SIMPLE IRA with TD Ameritrade.
Beneficial IRA Application Use this form to open up a Beneficial IRA with TD Ameritrade.
IRA Distribution Use this form to request a distribution from your TD Ameritrade IRA.
Irrevocable Stock Power Use this form to send a stock certificate to TD Ameritrade to be held in your account.
Letter of Authorization Use this form to request that funds be transfered between accounts domiciled at TD Ameritrade.
Personal Trust Account Application Use this form, together with the Trustee Certification form, to open a trust account at TD Ameritrade.
Trustee Certification for Trust Account Use this form, together with the Personal Trust Account Application, to open a trust account at TD Ameritrade.
Affidavit of Domicile For Trusts Use this form to establish the place of residence for the executor or administrator of a trust account at TD Ameritrade.
Corporation Agreement Use this form, along with a New Account Application, to open up a corporate account with TD Ameritrade.

Investing Seminar This is a presentation on finance and investing.

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