Forms & Downloads

  1. Part 2A of Form ADV: Form ADV is filed by WAM each year with the Securities and Exchange Commission (SEC). WAM is required to provide ADV parts 2A and 2B annually to its clients and to all prospective clients. Part 2A details all of the business practices, fee schedules, disclosures and background information on the company.
  2. Part 2B of Form ADV: Part 2B is a brief supplement to Part 2A.
  3. Form CRS: This is another form that WAM is required to provide, both annually to existing clients, and to all new clients.
  4. Client Contract – Discretionary Management: This is WAM’s contract to provide discretionary investment management services.